How to avoid litigation with Ellen Bessner

Best Practices Podcast

In this episdoe we dive into an important topic: How to Avoid Litigation in a Joint Code Arrangement or Partnership. Joining us is Ellen Bessner, a partner at the renowned litigation boutique law firm Babin, Bessner Spry LLP. Ellen brings deep expertise in financial services litigation, focusing on the regulatory defence of securities dealers, advisors, and insurance agents—both in court and in CIRO matters, as well as provincial securities and insurance tribunals. In addition to her legal practice, Ellen runs a training business and has authored two insightful books designed to help advisors and agents navigate their compliance obligations. Her books are accessible, easy to read, and free from legal jargon. Ellen is also a regular contributor to Investment Executive, where you can subscribe to receive all of her articles directly to your inbox. Stay tuned as Ellen shares her invaluable advice on avoiding litigation when working in joint arrangements, drawing from her wealth of experience and practical guidance.